Federal Court GuidesOFAC & Sanctions › Compliance counsel
Sanctions & designations

Compliance sized to your actual risk

OFAC's compliance framework names five components — management commitment, risk assessment, internal controls, testing, training. What it doesn't require is a bank's apparatus inside a fifty-person company. Right-sizing is the craft.

Discuss your caseCall (202) 999-3631Direct line to the firm — no intake bots. Email info@dcfederallitigation.com if you prefer to write.

What proportionate looks like

Why counsel rather than software alone

Tools flag; someone must decide, document, and occasionally call the question: is this a false positive, a blockable transaction, a license application, or a walk-away? Those calls are legal judgment applied to lists that change weekly — and having the judgment retained before the interesting hit arrives is what turns a crisis into a Tuesday. When the framework has to be shown — to a bank, an acquirer, or OFAC itself — the program's paper trail is the deliverable.

Questions people actually ask

We're a small exporter. Do we really need any of this?

You need screening proportionate to where you sell and through whom — for many companies that's genuinely modest. The risk assessment tells you the size; skipping the assessment is the unforced error.

Do compliance programs actually reduce penalties?

OFAC's guidelines score program quality explicitly, and published settlements credit it. It's also the difference between catching an issue for self-disclosure and reading about it in a subpoena.

Can you audit the program we already have?

Gap reviews against the five-component framework are standard scope — short, privileged, and usually ending in a punch list rather than a rebuild.